Free AAIA Questions for ISACA AAIA Exam

Question #1

Which of the following types of AI can use unlabeled data sets to imitate human learning behavior?

A. Unsupervised learning

B. Supervised learning

C. Federated learning

D. Reinforcement learning

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Correct Answer: A Vote an answer

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Question #2

Which control is MOST important to verify in order to ensure proper data management with AI systems?

A. Appropriate data metrics have been developed.

B. A data governance framework has been established.

C. Data has been labeled according to sensitivity.

D. A data inventory has been determined.

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Correct Answer: B Vote an answer

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Question #3

After AI training data has been tested for biases, which of the following is MOST important to check to validate the effectiveness of the testing?

A. Possible impacts from AI outputs remain within the acceptable risk level

B. Sensitive information from users is securely masked before input

C. Feedback on data validation is obtained from key stakeholders

D. AI processes will meet expected service turnaround time

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Correct Answer: A Vote an answer

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Question #4

A bank uses a video-based know your customer (KYC) verification process. Cybercriminals exploit this process by using deepfake technology to impersonate bank customers. Which of the following countermeasures is the BEST way for the bank to mitigate this risk?

A. Requesting additional identity and address documents for verification

B. Leveraging AI-based liveness detection during video verification

C. Discontinuing the use of the video-based verification process

D. Encrypting all customer data and communication

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Correct Answer: B Vote an answer

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Question #5

Which of the following is MOST important for an IS auditor to consider when collecting data for analysis by AI tools?

A. Data format and syntax requirements

B. Data classification categories

C. Location of and access restrictions to the data

D. Model weights used for AI training

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Correct Answer: A Vote an answer

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Question #6

An organization has introduced an AI chat system where customers can enter their preferences and the system returns the best product selections. Which of the following is the BEST way to mitigate the risk of the system providing suggestions that may upset customers?

A. Implement continuous monitoring of AI servers to detect anomalies in technical performance.

B. Conduct threat analysis to identify unknown exposures.

C. Perform testing of diverse scenarios to confirm outputs are within the acceptable range.

D. Increase the volume of training data to ensure the data set is fair and impartial.

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Correct Answer: C Vote an answer

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Question #7

Which technique is MOST useful for identifying whether a model's outputs disproportionately disadvantage a protected group?

A. Cross-validation

B. Disparate impact / fairness metric analysis across subgroups

C. Feature importance ranking

D. Confusion matrix analysis

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Correct Answer: B Vote an answer

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Question #8

When an IS auditor is reviewing results from an AI system, which of the following would cause the GREATEST risk?

A. System output not being checked for inconsistencies

B. Difficulty of documenting AI algorithm processes

C. Inability to identify where an AI system is housed

D. Cascading failures of AI system outputs

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Correct Answer: A Vote an answer

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Question #9

Which of the following would be of GREATEST concern regarding an organization's AI program governance?

A. There is a high rate of rejected AI use cases compared to those that are approved.

B. There is a high turnover of AI subject matter experts assigned to use cases.

C. AI risk assessments are completed after use cases are approved.

D. An AI committee member recently resigned and was not replaced.

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Correct Answer: C Vote an answer

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Question #10

Which metric would be MOST useful for evaluating whether a binary classification model favors precision over recall, or vice versa?

A. Precision-recall curve / F1 score

B. R-squared

C. Silhouette score

D. Mean absolute error

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Correct Answer: A Vote an answer

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Question #11

Which of the following BEST describes the purpose of a "model validation" function that is independent from the model development team?

A. To reduce the cost of development

B. To write the model's source code

C. To speed up model deployment

D. To provide an objective, unbiased assessment of model performance, assumptions, and limitations before and after deployment

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Correct Answer: D Vote an answer

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Question #12

The PRIMARY purpose of maintaining an audit trail in AI systems is to:

A. Measure computational efficiency.

B. Facilitate transparency and traceability of decisions.

C. Analyze model accuracy and fairness.

D. Ensure compliance with regulatory standards for AI.

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Correct Answer: B Vote an answer

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Free AAIA Questions for ISACA Advanced in AI Audit AAIA Exam as PDF & Practice Test Engine

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