FINRA Series7 Exam Information and Actual Questions

  • Exam Code/Number: Series7
  • Exam Name/Title: General Securities Representative Examination (GS)
  • Certification Provider: FINRA
  • Corresponding Certification: FINRA Certification
  • Exam Questions: 400
  • Updated On: Aug 05, 2026

Series7
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FINRA
Series7 Exam
General Securities Representative Examination (GS)

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All the information you need to pass FINRA General Securities Representative Examination (GS) Series7 exam and free practice exam verified by ExamDiscuss exam experts.

FINRA Series7 Exam Overview:

Certification Vendor:FINRA
Exam Name:General Securities Representative Examination (Series 7)
Exam Number:Series 7 (GS)
Exam Duration:225 minutes
Certificate Validity Period:No fixed expiration (maintained through FINRA registration and employer sponsorship)
Exam Price:$300 USD
Available Languages:English
Related Certifications:Securities Industry Essentials (SIE)
Series 63 (Uniform Securities Agent State Law Exam)
Series 66 (Uniform Combined State Law Exam)
Passing Score:Approximately 72%
Exam Format:Multiple-choice
Real Exam Qty:125 scored questions (plus 10 unscored pretest questions)
Recommended Training:Kaplan Financial Education - Series 7 Prep
FINRA Official Exam Information
STC USA - Series 7 Exam Prep
Exam Registration:FINRA Registration and Exam Information
Series 7 Exam Page (FINRA)
Sample Questions:FINRA Series7 Sample Questions
Exam Way:Computer-based exam at authorized testing centers or remote proctored delivery (if available through FINRA/Prometric)
Pre Condition:No formal prerequisites for the Series 7 exam itself, but candidates must pass the Securities Industry Essentials (SIE) exam and be sponsored by a FINRA member firm.
Official Syllabus URL:https://www.finra.org/registration-exams-ce/qualification-exams/series7

FINRA Series7 Exam Syllabus Topics:

SectionObjectives
Job Functions Overview- Function 3: Provides Customers with Information About Investments and Makes Suitable Recommendations
  • 1. Explains characteristics, risks, and features of investment products
    • 2. Recommends equities, debt instruments, mutual funds, ETFs, options, and variable products
      • 3. Weight: ~73% of exam content
        - Function 4: Processes Orders and Maintains Appropriate Records
        • 1. Weight: ~11% of exam content
          • 2. Executes trades in accordance with customer instructions and regulations
            • 3. Maintains required documentation and recordkeeping standards
              - Function 2: Opens Accounts After Obtaining and Evaluating Customers' Financial Profile
              • 1. Determines investment objectives, risk tolerance, and financial situation
                • 2. Ensures compliance with suitability and regulatory requirements
                  - Function 1: Seeks Business for the Broker-Dealer
                  • 1. Opens accounts after obtaining and evaluating customer financial information
                    • 2. Identifies investment opportunities and solicits new clients


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